U.S. Securities and Exchange Commission - PDFSEARCH.IO - Document Search Engine

U.S. Securities and Exchange Commission
Results: 20323

#	Item
81	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2015-03-20 17:10:56 United States securities law Self-regulatory organizations 73rd United States Congress U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Securities regulation in the United States Law Business Securities Exchange Act Economy Selling away Municipal Securities Rulemaking Board
82	2013 IA Switch Audit Report A Report Summarizing the Missouri Securities Division’s 2013 IA Switch Firm Audit Findings and Associated Suggested Best Practices December 2013 Missouri Securities Division Add to Reading List Source URL: www.sos.mo.gov Language: English - Date: 2015-06-09 15:07:56 Economy Finance Money 76th United States Congress Investment Advisers Act Financial services Financial adviser U.S. Securities and Exchange Commission DoddFrank Wall Street Reform and Consumer Protection Act Securities and Exchange Commission Broker-dealer Securities Act
83	INVESTMENT GUIDELINES FOR NIAGARA FRONTIER TRANSPORTATION AUTHORITY AND ITS SUBSIDIARIES Section 1. Title These guidelines shall be known as "Guidelines for Investment by the Niagara Frontier Transportation A Add to Reading List Source URL: www.nfta.com Language: English - Date: 2016-05-23 09:51:53 Economy Finance Money Systemic risk Financial markets Stock market Security Money market Repurchase agreement U.S. Securities and Exchange Commission Federal Reserve System DoddFrank Wall Street Reform and Consumer Protection Act
84	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-06-30 11:07:08 U.S. Securities and Exchange Commission SEC filings 73rd United States Congress Securities Exchange Act Stock market Finance Securities regulation in the United States New Deal Schedule TO Security Economy Securities Act
85	NEW SECTION 830-xNotice Filing Requirements for Federal Crowdfunding Offerings. The following Add to Reading List Source URL: asc.alabama.gov Language: English - Date: 2016-07-05 16:29:00 Economy Finance U.S. Securities and Exchange Commission Money Stock market 73rd United States Congress SEC filings United States securities law Securities Act Security Crowdfunding Equity crowdfunding
86	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-07-15 13:44:14 Finance Money Economy Exchange-traded funds VanEck IShares U.S. Securities and Exchange Commission SPDR Index fund Securities Exchange Act Securities regulation in the United States Financial adviser
87	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-06-17 17:11:12 Finance Economy Money Financial markets U.S. Securities and Exchange Commission Stock market United States securities law 73rd United States Congress BATS Global Markets Consolidated Tape Association Securities Exchange Act Securities regulation in the United States
88	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-06-30 10:07:06 Economy Finance Money Financial markets Broker-dealer U.S. Securities and Exchange Commission Securities Exchange Act Order Short
89	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Add to Reading List Source URL: www.mediageneral.com Language: English - Date: 2016-03-04 12:06:22 U.S. Securities and Exchange Commission 73rd United States Congress New Deal Finance Securities Act Economy Securities Exchange Act Security New York Stock Exchange LIN Media
90	Microsoft Word - ifdp1113.docx Add to Reading List Source URL: www.federalreserve.gov Language: English - Date: 2015-03-23 16:03:08 Economy Finance Money Treasury International Capital Financial crises World economy Economy of the United States Great Recession U.S. Securities and Exchange Commission United States Treasury security Long-Term Capital Management Federal Reserve System